Community Forex Questions
What is US Securities and Exchange Commission (SEC)?
SEC stands for Securities and Exchange Commission. This government agency is responsible for regulating markets and protecting investors in the United States, as well as overseeing mergers and acquisitions.
As part of its mandate, the SEC enforces US laws on the trading of securities (financial assets), maintains fair and efficient markets, protects investors, and maintains economic stability.
Anyone who purchases more than 5% of a company's stock must declare it to the SEC. Public companies must also publish regular earnings reports, and anyone breaking securities laws will be prosecuted.
The SEC is made up of a five-person commission, with each member serving a five-year term.
As part of its mandate, the SEC enforces US laws on the trading of securities (financial assets), maintains fair and efficient markets, protects investors, and maintains economic stability.
Anyone who purchases more than 5% of a company's stock must declare it to the SEC. Public companies must also publish regular earnings reports, and anyone breaking securities laws will be prosecuted.
The SEC is made up of a five-person commission, with each member serving a five-year term.
The US Securities and Exchange Commission (SEC) is a federal regulatory agency that oversees the securities markets, protects investors, and ensures fair and transparent financial practices. Established in 1934 following the stock market crash of 1929, the SEC enforces securities laws, requiring companies to disclose financial information to the public.
The SEC regulates stock exchanges, brokers, investment advisors, and mutual funds to prevent fraud and market manipulation. It also monitors corporate takeovers and ensures compliance with rules like the Securities Act of 1933 and the Sarbanes-Oxley Act.
By promoting market integrity and investor confidence, the SEC plays a crucial role in maintaining a stable and efficient financial system. Its enforcement actions help deter insider trading and other illegal activities.
The SEC regulates stock exchanges, brokers, investment advisors, and mutual funds to prevent fraud and market manipulation. It also monitors corporate takeovers and ensures compliance with rules like the Securities Act of 1933 and the Sarbanes-Oxley Act.
By promoting market integrity and investor confidence, the SEC plays a crucial role in maintaining a stable and efficient financial system. Its enforcement actions help deter insider trading and other illegal activities.
Oct 13, 2022 00:31